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LPL Financial Logo

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice, so advisors can focus on what they do best - help their clients attain their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

·        Enabling technology

·        Comprehensive clearing and compliance services

·        Practice management programs and training

·        Independent research


LPL Financial understands that providing Americans with unbiased investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly objective, conflict-free advice and investment recommendations.

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

For more information about LPL Financial, visit

* As reported in Financial Planning magazine 1996-2016, based on total revenues.

Private Advisor Group Logo

Private Advisor Group started its roots as Morristown Financial Group in 1997. It was founded by Patrick Sullivan and John Hyland, who saw the need for greater support for independent advisors. Recognizing that compliance can be a true burden, Patrick and John wanted to assist local advisors with outsourcing services so they could focus on their businesses. The group quickly gained a reputation for being vigilant in its risk management process and began attracting other successful advisors who aimed to outsource functions that did not add value to their practices, such as compliance and supervision.


Today, Private Advisor Group is comprised of a network of advisors who can expect top-notch supervisory and compliance oversight, advocacy within the broker-dealer and beyond, and personal service from staff members who know their business intimately.

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